PEOPLE MOVES: DeVere, FE Fundinfo, Sionic
Advice giant names chief diversity officer, as data and tech provider expands European headcount
PIMFA
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Pimfa collaboration to launch ESG academy for wealth managers
‘There is an opportunity to be seized here both for investors and companies alike’ By Natasha Turner
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UK regulator to review FSCS compensation payouts
As it aims to ‘stabilise’ and ‘reduce’ the scale of redress liabilities in the medium to long term
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Help for UK professionals and firms to deliver services overseas
But advisers hoping it will re-open the door to the EU are likely set for disappointment
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Mass UK adviser exit fails to materialise
A sharp 60% drop had been expected post-RDR, Keith Richards says
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Industry ‘inherently contradictory’ on how to tackle FSCS levy
UK watchdog says it would be ‘utterly absurd’ to claim there is nothing it could do
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PEOPLE MOVES: Abacus, Neuberger Berman, Pimfa
UAE advice firm names partner, while investment manager hires head of Israel
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Advice trade body calls for FCA fines to contribute to FSCS
Watchdog can ‘make better use’ of powers ‘to prosecute firms for criminal offences than it currently does’
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Advice trade body calls for reform of UK lifeboat scheme
Phoenixing is allowing ‘firms that simply should not be in business’ to transfer compensation burden
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UK lifeboat scheme seeks additional £92m
Supplementary levy needed as life and investment intermediary claims surge
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FCA writes to 55 firms over misleading financial promotions
No enforcement action has been taken but the UK watchdog has a ‘number of ongoing investigations’
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Pimfa calls for supervision of unregulated financial promotions
Trade body argues it would improve market and reduce burden on lifeboat scheme