PEOPLE MOVES: Hargreaves Lansdown, EFG, Shard Capital
Investment giant names CEO, as financial services group bolsters Dubai operation
PIMFA
-
-
Pimfa bids to tackle lack of diversity in advice sector
Its campaign aims to ‘dispel negative perceptions’ around the industry
-
17 investment firms blocked by FCA due to phoenixing fears
As executive director of enforcement and market oversight steps down after seven years at UK regulator
-
FCA urged to compensate British Steel victims using the PPF
Pimfa is calling on the watchdog to step up and use the pension protection fund
-
Pimfa rolls out wealthtech platform
In partnership with Morningstar to help wealth and advice firms to digitalise
-
UK parliament unveils inquiry into British Steel pension scandal
FCA, ombudsman and lifeboat scheme to be questioned
-
What do advisers want from the FCA consumer duty reform?
Industry supportive of move but implementation timeline is ‘challenging’
-
PEOPLE MOVES: St James’s Place, Schroders PW, Lombard Odier
Managing director steps down from wealth firm, as advice business makes c-suite change
-
UK regulator extends 10% drop rule pause
Advice trade body believes the depreciation notice requirement ‘needs further reform in the longer term’
-
FCA eyes ‘fundamental shift’ in customer protection standards
But watchdog criticised for lack of ‘clarity’ and ‘credible regulatory threat’ against ‘bad actors’
-
PEOPLE MOVES: Manx Financial Group, Sun Life, Sanne
Isle of Man-based firm makes management reshuffle, while insurer names Vietnam CEO
-
Trade body unveils adviser guide to bolster DIM relationships
It is ‘important each party understands the structure of the arrangements they set up’