SEC charges adviser for role in multi-million-dollar scheme
Clients were allegedly told to invest their money into gold and silver coins
Legal
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Duo jailed for roles in £2.5m boiler room investment fraud
Over 100 victims were pressured to invest in diamonds with promises of high returns
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UK law firm boosts private wealth operation with merger
Deal is due to complete in April 2022
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UBS appeals France fine
As it looks to ‘determine next steps in the best interest of its stakeholders’
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Aussie regulator sues superannuation trustee firm
It alleges the company charged over A$4m in fees for no service
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Second ex-Continental Wealth client ruling goes against STM
It’s not known how many more decisions are pending
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Global law firm unveils private wealth operation
It will have a team of 80 people spanning offices in 9 countries across Europe, Asia and Middle East
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1,400 investors given compensation hope after decade-long wait
€66.5m misappropriated but lifeboat scheme objects to clients getting back more than they put in
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Couple launch legal bid against Aussie advice firm
‘Investments recommended to them may have been inappropriate for their goals and objectives’
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French court delays verdict in UBS €4.5bn fine appeal
It is seeking to overturn a 2019 ruling that it helped wealthy clients hide assets offshore
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100 ex-Woodford investors head to court
After law firm Leigh Day pursues action against the fund’s authorised corporate director
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28-month jail term for forging trust deed
In a bid to minimise restitution payments to investment scam victims