Fine and ban upheld for Dubai financial services firm director
He appealed decisions handed down by the regulator in November 2021
He appealed decisions handed down by the regulator in November 2021
A round-up of people moves and M&A deals across North America
It presents a ‘great opportunity to enhance our services’
Advisers need to be ‘open to evolving’ and ‘prepared for changes to their business models’
To meet the ‘underserved needs’ of high net worth clients
A month after regulator approved the acquisition
Index-linked products ‘could prove to be a particularly popular recommendation’
CEO steps down from professional body, as wealth manager makes c-suite change
Regulator said it ‘is highly risky and not suitable for the general public’
It claims this will have ‘potential wider repercussions’ for the industry
Bogus email claims to be from a director of the defunct investment firm
He will help support the firm’s expansion plans in the Gulf region