Dubai firm director slams DFSA after failed fine and ban appeal
He says ‘no accusations of fraud or wrong-doing took place’ and ‘no clients’ lost any money
News
-
-
US in the news: Bluespring Wealth Partners buys advice firm
A round-up of people moves and M&A deals across North America
-
Credit Suisse exits nine African wealth markets
As Barclays agrees to take on the Swiss bank’s clients in the countries
-
Morningstar sets up wealth management solutions arm
Several months after it bought Praemium’s UK and international business
-
Aussie advice firm handed A$6m fine
Penalty ‘sends a strong message to financial services licensees to properly monitor’ authorised representatives
-
PEOPLE MOVES: Axa, Rothschild & Co, AllianceBernstein
Insurer makes c-suite change, as financial services company bolster Swiss wealth arm
-
STM unveils Australian superannuation service for UK expats
It will be available to people over the age of 55
-
Smith & Williamson Investment Management Europe names CEO
Firm has ‘considerable opportunities’ to expand its client base ‘in a post-Brexit world’
-
SEC charges adviser for role in multi-million-dollar scheme
Clients were allegedly told to invest their money into gold and silver coins
-
PEOPLE MOVES: Abrdn, Ignition Advice, IQ-EQ
Investment giant hires head of financial planning, while advice tech provider names Europe CCO
-
SJP drops ‘exclusive’ wealth management tag to widen appeal
It ‘is a dated term that places emphasis on the money rather than the client’
-
Gender pay rise gap leaves women £143,000 behind in retirement
‘Even modest amounts can have a big impact over time’