US in the news: Mariner Wealth Advisors makes first deal of 2022
A round-up of people moves and M&A deals across North America
News
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PEOPLE MOVES: Chase de Vere, Novia Financial, Amundi
IFA firm names CEO, as platform hires director of adviser and customer experience
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Will big tech companies enter the wealth management market?
Their systems and processes could make the sector more inclusive
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US regulator fines 12 firms for regulatory breaches
It has now charged 42 companies for failing to meet client reporting obligations
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What do advisers want from the FCA consumer duty reform?
Industry supportive of move but implementation timeline is ‘challenging’
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Goldman Sachs opens wealth office in Monaco
It wants to ‘significantly’ expand its offering to clients in Europe, Middle East and Africa
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UK Home Office confirms Tier 1 Investor Visa axed
It wants to stop ‘corrupt elites who threaten our national security and push dirty money’ around cities
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M&G buys investment manager to enter MPS space
It plans to cut acquired firm’s fees to 0.15%
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Advice market on cusp of ‘significant’ platform switching
As 69% of firms consider parting ways with their provider over the next 12 months
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Fidelity launches post-retirement investment fund
It aims to achieve a stable overall return higher than Hong Kong inflation
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‘Creaking’ power of attorney system needs ‘urgent improvement’
As very few Brits understand how it actually works
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FCA slammed over handling of mini-bond compensation
Including criticism of its complaints scheme under which redress ‘will never be available’