UK regulator issues warning to three DFM senior managers
FCA says they were allegedly involved in a ‘coordinated arrangement’ which led to ‘customers suffering financially’
News
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Sony eyes listing of financial services operation
It could take place within the next two-to-three years
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Investec profits climb but assets dip as it prepares for Rathbones merger
FuM fell 4.5% to £61bn due to unfavourable market movements
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Why wealth firms should make mental health a priority
‘No one should struggle alone with their mental health’
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PEOPLE MOVES: Ardevora AM, CII, Evelyn Partners
Investment firm appoints CEO, as professional body names interim vice president for local institutes
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Why has Scotland become an attractive hub for advice firms?
It is ‘often the obvious next move’ for companies looking to expand
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Most expats in Middle East more financially secure than last year
There is a ‘clear trend of economic prosperity’ in the region
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UK financial regulator secures £130,000 to return to investors
They were victims of unauthorised investment arrangements and advice
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Aussie regulator sues life insurance company
For alleged ‘unfair and misleading contract terms’
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63% of Brits more likely to invest when firm is FSCS protected
As just a quarter trust the financial services industry to act in the best interests of its customers
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Lifeboat scheme investigating another British Steel advice firm
Company is currently in liquidation
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Brazil unveils changes to tax rules
Trusts included for the first time