CISI unveils e-learning course on vulnerable clients
‘Appropriate treatment’ of these customers is a ‘key concern for regulators’ globally
Vulnerable clients
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Aussie adviser charged with dishonest conduct
His assets have been frozen and he cannot leave the country
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More than 24 million vulnerable clients in UK, says watchdog
‘Pressure is on for companies, government and charities to tackle’ this growing problem
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What does it really take to advise vulnerable clients?
Awareness is on the rise, but vulnerability doesn’t only apply to elderly customers
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SimplyBiz rolls out vulnerable client hub
As Frenkel Topping creates financial advice joint venture with spinal cord injury charity
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Watchdog warns of ‘opportunistic’ covid-19 scammers
Consumers have already been contacted by fraudsters looking to steal their money
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UK financial adviser banned for life
After he was convicted of stealing £2.1m in client funds
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CII apologises for St James’s Place exclusive training deal
Qualification will now be available to all members during the pilot launch
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Australian bank tackles vulnerable client issue
As global concerns see UK-based financial services software provider roll out an IFA support tool
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St James’s Place and CII focus on vulnerable client training
In a qualification exclusive to the wealth management firm
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Education is ‘key’ to understanding vulnerable customers
Nearly nine-out-of-10 advisers admitted that it was difficult to spot clients in this category
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UK watchdog aims to solve ‘biggest challenge’ facing industry
Proposed guidance to help deal with vulnerable clients, a ‘very difficult area to get right’