Boiler room fraudsters ordered to refund $3.2m to victims
Investors were cold-called and pressured into opening trading accounts to invest in securities
SFC
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Hong Kong regulator freezes accounts linked to social media scam
Other watchdogs in Singapore and Malaysia warned investors against trading incited in social media platforms
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Former Standard Chartered private banker banned for 21 months
After the Hong Kong financial regulator found he breached the group’s internal policies
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Hong Kong financial watchdog hands out two-year ban
They ‘failed to act with due skill, care and diligence and in the best interests of the clients’
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Goldman Sachs to pay over $2.9bn to settle 1MDB case
As Swiss regulator reduces BSI penalty in relation to the Malaysian sovereign wealth fund
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Hong Kong regulator warns investors about social media scams
CEO says crackdown on fraudsters is a ‘high priority’
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National security law not an issue for Hong Kong market
Rules and accepted practices for financial services ‘remain unchanged’, says regulator CEO
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Digital wealth firm receives Hong Kong licence
It will be able to offer services to retail clients in the Special Administrative Region
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Hong Kong regulator approves Goldman Sachs AM funds
As its eyes the retail investor market in the special administrative region
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Hong Kong regulator issues HK$6.4m fine to asset manager
Over its control failures in solicitation and recommendation of bonds
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PEOPLE MOVES: Momentum Pensions, SFC, Close Brothers AM
Retirement solutions provider CEO to step down as rumoured contender for FCA top job stays in Hong Kong
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AIA enters Hong Kong’s retail funds arena
Asset management arm set to roll out eight products