sfo launches whistleblower hotline
The UKs Serious Fraud Office has launched a whistleblower hotline to encourage members of the public to help unmask fraud and bribery.
SFC
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hong kongs regulatory head warns regulation
The head of Hong Kongs Securities and Futures Commission has warned that regulation should not be used as a competitive tool but should be directed at containing systemic risks and protecting investors.
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solomon fined for black swan deal
Hong Kong regulator the Securities and Futures Commission has reprimanded Solomon Independent Financial Advisors and fined it HK$1.5m.
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citigroup asia fined hk dollar 6m over ponzi scheme
Citigroup Global Markets Asia has been fined HK$6m by Hong Kongs regulator the Securities and Futures Commission.
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sfc reappoints ceo eddy fong as chairman
Hong Kong regulator the Securities and Futures Commission has re-appointed chief executive Eddy Fong as its non-executive chairman for another year.
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sfc issues second warning over deepening financial crisis
The SFC has released its second warning to investors in less than a week, after stock markets around the world fell yesterday.
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SFC warns investors over deepening economic worries in Europe and US
Hong Kongs Securities and Futures Commission is warning investors to monitor their investments closely.
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Ashley Alder named to succeed Wheatley at HKs SFC
British lawyer Ashley Alder has been named ceo of Hong Kong’s Securities & Futures Commission.
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Hong Kongs SFC introduces new rules for synthetic ETFs
The SFC has introduced new measures to enhance the level investor protection around ETFs.
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Hong Kong’s SFC names interim CEO
Alexa Lam apointed interim chief executive officer at the Securities and Futures Commission.
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HK regulator publishes ‘explanation’ of adviser regs
Hong Kong’s SFC today unveiled two papers explaining how it regulates and supervises intermediaries.
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SFC alleges insider trading at CITIC Pacific
The SFC has started criminal proceedings against a former senior executive of CITIC Pacific Limited.