The capital market regulator of Thailand has emphasised on commercial banks the role they can play in financial planning by increasing the competency standards of its investment consultants so that they can help in promoting asset allocation awareness among investors.
The Securities and Exchange Commission in Thailand is to review its investment rules pertaining to funds.
The Securities and Exchange Commission in Thailand has laid out a strategic plan with the aim of transforming it into a regional investment hub.
In another move to raise the bar in financial planning, the Securities and Futures Commission chairman Eddy Fong has highlighted that the soon-to-be launched investor education centre will have a wide remit and how it signifies the “start of a new era in investor education for Hong Kong.”
The Securities and Futures Commission has begun criminal proceedings against Pacific Sun Advisors and its director Andrew Pieter Mantel.
Americas Securities and Exchange Commission and the Monetary Authority of Singapore have taken punitive action against several China-based insider traders.
