FCA launches rule review to spot Consumer Duty ‘overlaps’
Regulator calls on firms to identify regulation which could be removed or simplified
regulation
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FCA fines Coinbase UK subsidiary £3.5m for onboarding high-risk clients
CB Payments Limited onboarded more than 13,000 high-risk clients who executed $226m worth of transactions
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Regulation now makes crypto a viable asset class
Matteo Dante Perruccio, senior adviser at 3iQ, on crypto’s entry into the asset management industry
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Concern for regulation drops in year following Consumer Duty
Increased concern over retaining existing clients and technology
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FCA announces overhaul of listing rules in bid to boost UK IPOs
Removes the need for votes on significant or related party transactions
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Oxford Risk teams-up with Intelliflo on suitability service for advisers
Service aims to improve client outcomes and help with Consumer Duty
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Adviser exodus looms with half planning to retire in the next five years
One in three said they intend to retire before age of 50
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Aegon launches CPD hub for advisers
The hub provides videos presented by industry experts
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Nucleus gets green light for Third Financial takeover
The move is part of Nucleus’ strategy of building scale
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FCA charges nine finfluencers over unauthorised investment scheme
Defendants will appear in court on 13 June
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‘Back to the Dark Ages’: Industry calls for FCA consultation amid trust test-taking woes
Platforms requiring retail investors to undertake knowledge tests before buying certain trusts is bruising the already-ailing sector
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FCA charges trio with fraud over CFD scheme targeting pensions
Total known sum lost was £8m