Is the FCA set for an advice suitability crackdown?
Thematic review into the implementation of regulations could be on the cards
Prod
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Is AuM the best way for advice firms to segment clients?
Increasing regulatory requirements have made the process seem like a ‘daunting task’
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More than 25% of advisers now actively review client segments
As 3-in-10 say Mifid II cost and charge statements have brought more confusion
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Rise of ‘blended’ advice charges expected in 2020
And ‘off to the naughty step’ for those not complying with Prod
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Investment manager creates Prod toolkit for advisers
They still need to work on their ‘to-do’ list as compliance is proving hard
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Getting to grips with Prod
Weighing up a centralised investment proposition against a discretionary-based service
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Advisers struggle to find time to source new clients
As regulation hamstrings their ability to grow their businesses
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Prodding your centralised investment proposition
To help clients feel empowered to make decisions and feel comfortable taking risks
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Fund toolkits will provide ‘consistency’ for advisers
Prod, global trend investing and 10th anniversary celebrations on the agenda at Feifa conference