Financial services sector leaders warn against FCA’s proposal to publicise enforcement investigations
Investment Association, UK Finance, PIMFA among others to sign letter to Jeremy Hunt against proposal
PIMFA
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Pimfa opens entries for fourth Diversity and Inclusion Awards
Entries close 14 June with event 10 October
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Increasing investor engagement with personalised behavioural interventions
Oxford Risk’s Greg Davies writes how technology can help advisers adopt a more personal touch with investors
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Pimfa reveals winner of D&I awards
Which wealth management company picked up three gongs?
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Tough economic conditions taking toll on advice profession – NextWealth
Report also highlights ‘clear distinction’ between ‘planners’ and ‘advisers’
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Trade body tells advice firms not to be ‘Consumer Duty Zombies’
As it marks 28 days until the deadline to comply with the regulatory regime
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FCA cracks down on ‘wild west’ of crypto advertising
But concerns remain over the regulator classifying the asset as a Restricted Mass Market Investment
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Advisers want more support in accessing ESG investment data
Market ‘increasingly challenging for firms to navigate’
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Pimfa calls on FCA to simplify post-Priips disclosure rules
Quantity of mandatory information is a barrier to retail investors, the association has warned
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PEOPLE MOVES: Abrdn, LGT WM, Deutsche Bank
Asset manager hires CIO, as wealth firm promotes five to partner
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FCA to review compensation limits for pension claims
As the regulator continues to move towards a ‘polluter pays’ FSCS model
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PEOPLE MOVES: Hargreaves Lansdown, EFG, Shard Capital
Investment giant names CEO, as financial services group bolsters Dubai operation