Another IFA banned from providing advice on pension transfers
FCA has also prohibited him from holding any senior management function in a regulated firm
ANNOUNCEMENT: UK Adviser is now PA Adviser. Read more.
FCA has also prohibited him from holding any senior management function in a regulated firm
Regulator is making final decisions on ‘what sanctions are appropriate where we have found misconduct’
DWP review also finds ‘overseas investment amber flag needs to be more clearly defined or removed’
David Fairs wants a ‘much smoother process’
As lifeboat scheme investigates advice company with links to British Steel Pension Scheme
It has decreased to its lowest level in nine months
‘It’s hard to predict what the position will be five years from now’
As FCA sends ‘Dear CEO’ letter about companies using online portals of third-party actuarial providers to calculate redress
Following an investigation by the UK financial watchdog
Advice given to customers, including members of the British Steel Pension Scheme, was ‘not compliant’
Watchdog will consider an enforcement investigation where it suspects ‘serious misconduct’
As activity falls to lowest level since September