Pacific Sun lodges appeal with Hong Kong regulator
Andrew Mantel, the director of Pacific Sun Advisors, has lodged an appeal against his conviction for advertising a mutual fund to investors without regulatory permission in Hong Kong.
Pacific Sun Advisors
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Pacific Sun Advisors director convicted
Pacific Sun Advisors and its director, Andrew Mantel, have been convicted of issuing advertisements to promote a fund without the authorisation of the Hong Kong Securities and Futures Commission.
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pacific sun advisors and director see acquittals
Hong Kongs Court of First Instance has overturned the acquittals of Pacific Sun Advisors and its director Andrew Mantel after the city’s financial watchdog successfully argued it was based on legal errors.