FSCS investigating Portuguese advice firm with links to Sipp providers
Lifeboat scheme also announced two companies have failed
Ombudsman
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Financial Conduct Authority issues warning to Sipp providers
UK regulator still seeing ‘a number of problems’
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Maximum ombudsman compensation limit to rise to £415,000
Changes to start on 1 April
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PEOPLE MOVES: Marlborough, Legal & General, Quilter
Investment firm names CIO, while CEO retires from financial services group
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FCA extends asset retention rules for British Steel advice firms
As it writes Dear CEO letter telling pension providers to comply with information requests
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PEOPLE MOVES: Hargreaves Lansdown, RBC WM, Titan Wealth
Investment firm makes c-suite change, as wealth manager names COO in Asia
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Aviva tops pension complaints list
But just 24% of cases were upheld in H1 2022, Ombudsman data shows
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Investment scams on the rise, warns UK Ombudsman
It is the fastest growing type of fraud complaint that the FOS receives
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PEOPLE MOVES: MFSA, Cayman Finance, UBS
Regulator names acting CEO, as promotional body hires chief executive
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PEOPLE MOVES: LV=, FOS, Natixis Investment Managers
Interim CEO steps down from insurer, as Ombudsman makes c-suite changes
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UK financial advice firm fails
Lifeboat scheme has already received 34 claims related to pension transfers
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Ombudsman records drop in pensions and investments complaints
But it warns about the rise in social media scams