Is the FCA set for an advice suitability crackdown?
Thematic review into the implementation of regulations could be on the cards
ANNOUNCEMENT: UK Adviser is now PA Adviser. Read more.
Thematic review into the implementation of regulations could be on the cards
Increasing regulatory requirements have made the process seem like a ‘daunting task’
As 3-in-10 say Mifid II cost and charge statements have brought more confusion
As firm looks to ‘Brexit-proof’ its European business
Impact of recent regulations and Brexit are going to change the rules of the game
‘They can increase customer anxiety and are a blunt instrument’
As asset managers use own revenue to fund research
It can be described ‘as a camel which started as an intended horse, designed by committee’
Brewin Dolphin talks about the challenges the wealth sector is facing
Changes by the local regulator could cause significant problems for those with the ‘wrong’ licence
Industry says its failed to deliver on objectives to improve integrity, fairness and efficiency
The UK’s financial watchdog has reviewed wealth managers’ performance on disclosure requirements