UK regulator extends 10% drop rule pause
Advice trade body believes the depreciation notice requirement ‘needs further reform in the longer term’
Advice trade body believes the depreciation notice requirement ‘needs further reform in the longer term’
Complex marketplace makes it difficult for clients to navigate pool of products
FCA looks to amend SME and FICC research along with best execution reports
‘Equivalence should be seen as a starting point’ and ‘imperative’ Britain does not accept rule taking
Thematic review into the implementation of regulations could be on the cards
Increasing regulatory requirements have made the process seem like a ‘daunting task’
As 3-in-10 say Mifid II cost and charge statements have brought more confusion
As firm looks to ‘Brexit-proof’ its European business
Impact of recent regulations and Brexit are going to change the rules of the game
‘They can increase customer anxiety and are a blunt instrument’
As asset managers use own revenue to fund research
It can be described ‘as a camel which started as an intended horse, designed by committee’