Aisa International secures Mifid discretionary licence
‘Some deliberate false information promulgated about UK pensions/investments in the EU over past year’
Mifid
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UK regulator extends 10% drop rule pause
Advice trade body believes the depreciation notice requirement ‘needs further reform in the longer term’
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How does Mifid protect consumers?
Complex marketplace makes it difficult for clients to navigate pool of products
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Changes to UK Mifid rules on the table
FCA looks to amend SME and FICC research along with best execution reports
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Can UK financial services survive without an EU deal?
‘Equivalence should be seen as a starting point’ and ‘imperative’ Britain does not accept rule taking
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Is the FCA set for an advice suitability crackdown?
Thematic review into the implementation of regulations could be on the cards
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Is AuM the best way for advice firms to segment clients?
Increasing regulatory requirements have made the process seem like a ‘daunting task’
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More than 25% of advisers now actively review client segments
As 3-in-10 say Mifid II cost and charge statements have brought more confusion
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Blacktower granted Cyprus licence
As firm looks to ‘Brexit-proof’ its European business
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What questions should advisers ask their network?
Impact of recent regulations and Brexit are going to change the rules of the game
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FCA halts 10% drop rule amid coronavirus pandemic
‘They can increase customer anxiety and are a blunt instrument’
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UK investors saved £70m thanks to Mifid II
As asset managers use own revenue to fund research