tardy ifa reprimanded in singapore
The Singapore regulator has reprimanded Frontier Wealth Management for the repeated late submission of documents after the end of its financial year.
MAS
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singapore based uob am fined
The Monetary Authority of Singapore (MAS) has fined UOB Asset Management S$50,000 for failing to issue monthly statements to its customers over a six year period.
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singapore switzerland of the east
With Switzerland's banking secrecy laws under attack from cash-strapped G20 governments keen to track down hidden overseas assets, Singapore's wealth managers are positioned to benefit, writes Helen Burggraf
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state street rapped in singapore
State Street Global Advisors has been reprimanded by the Monetary Authority of Singapore, for supplying inaccurate information in relation to the performance of an exchange traded fund.
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sec mas target china based insider traders
Americas Securities and Exchange Commission and the Monetary Authority of Singapore have taken punitive action against several China-based insider traders.
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citibank and prudential lead firms fined by mas
The Monetary Authority of Singapore has taken regulatory action against 15 financial institutions, including Prudential Singapore and Citibank which both received significant fines.
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MAS reprimands former ATC exec
A former executive director of ATC Trustees has been reprimanded for misconduct by the Singapore regulator.
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Advisers to assess clients under new MAS rules
Advisers will have to assess their clients ability to understand investment products, says MAS.
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Singapore regulator reprimands IFA firm for breaches
MAS has reprimanded a financial advisory firm for breaching the terms of its licence.
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Singapore regulator reprimands IFA for advice in client bulletin
Singapore’s MAS has "reprimanded" AAM Advisory Pte over information contained in a client bulletin.
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Singapores booming private banking industry unveils Code of Conduct
Singapores Private Banking Advisory Group today unveiled a new Code of Conduct.
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Singapore regulator appoints new managing director
The Monetary Authority of Singapore (MAS) has appointed a new managing director.