PEOPLE MOVES: HSBC, Ocorian, Sesame Bankhall Group
Bank names CEO of its Singapore life arm, as financial services provider makes c-suite change
MAS
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Singapore regulator to shake up marketing rules for financial products
To ensure investors ‘receive accurate information’
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Former Singapore private bank deputy CEO banned for 10 years
Regulator said he failed to file suspicious transaction reports related to 1MDB
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Singapore regulator bans DBS wealth manager for fraud
He was found to have transferred clients’ money to his personal account
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AI-driven Singapore fund manager receives regulator grant
As it partners with wealth managers and insurers to help them build portfolios for their clients
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MAS proposes regulatory shake-up for retail investors
To help them understand ‘the unique characteristics and risks associated with more complex products’
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PEOPLE MOVES: Nucleus, Titan Wealth, Cannon Asset Managers
Platform founder departs, as DFM names chief financial officer
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Could a wealth tax benefit financial advisers in Singapore?
Without spooking high and ultra-high net worths?
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Singapore watchdog pursues tougher investigative powers
It would allow the MAS to enter premises without prior notice or a court warrant
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Singapore regulator reprimands four firms and two individuals
‘To send a clear message to the industry on the importance of upholding high ethical standards’
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Singapore regulator fines Bank J Safra Sarasin S$1m
Bank failed to establish source of wealth and funds of clients and beneficial owners
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PEOPLE MOVES: BNP Paribas WM, Manulife IM, Cambridge Associates
Bank names CEO of its Netherlands operation, as investment firm hires head of wealth