Call for FCA to give evidence to Treasury over LCF failings
Campaigner Gina Miller accuses regulator of acting ‘illegally and illicitly’
Campaigner Gina Miller accuses regulator of acting ‘illegally and illicitly’
Change means that ‘regulated financial firms could be swept up in it’
As Gina Miller files complaint against regulator over reforms to its scheme
In a bid to ‘increase their confidence’ and knowledge about investing
As trio of UK regulators seek to cap redress for financial loss at £10,000
Watchdog’s compensation proposals are ‘intellectually dishonest and morally questionable’
Gina Miller says FCA boss’ tenure a ‘toxic cocktail of negligence, incompetence and indifference’
Financial Conduct Authority CEO admits no firm has faced enforcement action on fee transparency
Wealth management firm co-founder Gina Miller slams regulator as the ‘industry lapdog’
The UK’s Financial Conduct Authority has been taken to task for a lack of transparency over its enforcement of Mifid II rules around costs and charges by Gina Miller, co-founder of wealth management firm SCM Direct.
The European Securities and Markets Authority’s (Esma) investigation into funds marketing themselves as active but in reality are passive, or ‘closet trackers’, underestimates the extent of the problem, according to UK investment boutique SCM Direct.