FCA third-party reviews soar in 2019/20
But retail investment and pension companies received relatively few
FSMA
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UK regulator red flagged five acquisitions in 2019
And stopped even more through informal discussions with firms
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Wealth management scammers targeting Belgian investors
Watchdog says victims being contacted via telephone and receiving ‘tempting offers’
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Firms must take action now on Mifid II permissions says FCA
Firms that need to change their regulatory permissions to comply with Mifid II must act now, the UK’s Financial Conduct Authority has warned.