Nigel Green fine and ban overturned
South Africa regulator handed him a ZAR 2.5m penalty and five-year debarment in May 2022
FSCA
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South Africa perplexed by ZAR 90bn of unclaimed assets
Most of which sits in retirement funds in part because of inadequate record keeping by intermediaries
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Surge in universal life policy complaints in South Africa
As regulator is forced to step in
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Carrick CEO fined over previous role at deVere South Africa
He has been ordered to pay ZAR 800,000
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South African brothers deny role in $3.6bn Bitcoin ‘heist’
As regulator raises red flag on ‘Ponzi-like’ tactics used by their firm
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Investors warned about T Rowe Price International clone firm
Watchdog says it is carrying out ‘unauthorised financial services to unsuspecting financial consumers’
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South African regulator warns investors against Hong Kong firm
It believes the unauthorised company uses ‘boiler room tactics’
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South African regulator warns of clone advice firms
They used names similar to Stanlib and PSG Wealth Financial Planning without authorisation
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South African watchdog warns investors over unregulated adviser
As it alerts public against a separate investment firm promising ‘unrealistic huge returns’
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Social media Bitcoin adviser scams investors
South African regulator steps in to protect consumers
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South African regulator signs deal with firm to refund investors
Several months after watchdog provisionally suspended its financial services provider licence
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PEOPLE MOVES: Schroders, Neuberger Berman, Standard Chartered
Veteran fund manager to retire, while investment management firm hires head of Emea insurance