Flagstone warns against FCA pressuring people to ditch cash
FCA chair indicated the regulator would like to encourage UK investors to buy stocks
Financial Conduct Authority
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Aegon AM enters LTAF market with private credit vehicle
It provides ease of access to asset classes previously off limits to most investors amid growing demand for private markets
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FCA bans Crispin Odey from financial services industry
Fined £1.8m for a ‘lack of integrity’
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FCA says most advisers delivering but some still need to ‘put things right’
The regulator has looked at data from 22 of the largest firms
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FCA to widen wealth manager and retail access to bonds
Proposals aim to reduce costs and barriers for companies raising capital, while improving opportunities for retail investors
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FCA launches CCI retail disclosure consultation
New product framework for CCIs, including investment trusts, aims to simplify information for retail investors
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FCA charges former WealthTek boss with nine criminal offences
Allegations of fraud and money laundering
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FCA bans pair for using ‘flawed advice model’
FCA said customers’ guaranteed pension benefits put at ‘significant risk’
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FCA lays out proposed changes to enforcement process
Four significant changes have been made to the FCA’s plans in response to feedback
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FCA slammed as ‘incompetent’ and of questionable integrity in parliamentary report
APPG on Investment Fraud and Fairer Financial Services has released a highly critical write-up
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BareRock founder says advisers can meet the 3-day complaint rule
Complying with the requirement ‘virtually impossible’ without support
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FSCS finds adviser in default over pension transfers
Mark Peter Houlbrook in default over one claim