FCA accuses Blackburn-based man of defrauding 240 investors
A total of £19m allegedly taken in by the scheme
FCA
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Trading tantrums: Should DIY platforms stop treating investors like children?
In restricting access to certain funds and trusts, are platforms making an assumption that DIY investors are incapable of grown-up value assessments?
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Passives to be ‘significantly underrepresented’ in SDR labels
Morningstar analysis shows high number are not within the scope of FCA labelling regime
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One third of platforms and advisory groups ‘would fail’ SDR entity-level disclosure requirements
‘No time to waste in setting targets and collecting reliable emissions data’
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Sparrows Capital Q&A: ‘There is no one-size-fits-all decumulation strategy’
Following widespread concerns that many cannot afford retirement
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FSCS declares Birmingham-based firm in default over pension advice
The firm is in liquidation
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AJ Bell increases cash interest rates after FCA platform warning
Will also cut trading fees
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Advice proposals are ‘progressive change’ – Industry reacts to FCA announcement
Which seeks to help more people make informed investment and pension decisions
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FCA not to take action against Blackmore mini-bond promoters following investigation
7,330 hours were spent on the investigations and over 8,000 documents reviewed
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Holborn Assets under investigation by FSCS
Alongside another advice firm
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Q&A with Simplify Consulting
As the firm gives an outlook on 2024
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UK firm fails relating to SIPPs
As it waits for its authorisation by the FCA to be cancelled