AJ Bell increases cash interest rates after FCA platform warning
Will also cut trading fees
FCA
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Advice proposals are ‘progressive change’ – Industry reacts to FCA announcement
Which seeks to help more people make informed investment and pension decisions
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FCA not to take action against Blackmore mini-bond promoters following investigation
7,330 hours were spent on the investigations and over 8,000 documents reviewed
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Holborn Assets under investigation by FSCS
Alongside another advice firm
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Q&A with Simplify Consulting
As the firm gives an outlook on 2024
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UK firm fails relating to SIPPs
As it waits for its authorisation by the FCA to be cancelled
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FCA releases Sustainability Disclosure Requirements
Long-awaited SDR includes changes such as a fourth fund label, and less prescriptive stewardship and disclosure rules
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Polluter pays framework ‘counterproductive’- Industry reacts to FCA proposals
As personal investment firms will be expected to set aside capital to cover compensation costs
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Advice firms launch organisation to tackle sustainability issues
With mental health in the workplace being chosen as initial engagement focus
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FCA bans two advisers for poor BSPS advice
Resulting in £9,769,550 of pension funds being transferred to riskier defined contribution schemes.
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FCA to consult on VFM framework for DC workplace pensions
With the regulator suggesting pension savers need to be confident that their scheme delivers value
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When advisers question their platform, the answers better be good
As advisers expect the platforms they use to support them on securing good client outcomes