Blackburn man pleads guilty in £19m investment fraud case
Plea entered at Southwark Crown Court
FCA
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Morningstar: There’s no finish line in sight for Consumer Duty
The race for Consumer Duty has only just begun, writes Morningstar’s Steve Owen
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FCA asks advice firms to provide Consumer Duty update
20 of the largest firms contacted regarding ongoing fees
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All I want for Easter is the findings of the FCA’s thematic review
BNY Mellon’s Richard Parkin sets out his wishes for some clear guidance from the regulator
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FCA bans and fines former London Capital & Finance man over minibonds
Floris Jakobus Huisamen told to hand over £31,800
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All-Party Parliamentary Group questions FCA over support for Woodford compensation scheme
MPs Siobhain McDonagh, Bob Blackman and Baroness Bowles voiced concerns over removal of consumer proections
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FCA accuses Blackburn-based man of defrauding 240 investors
A total of £19m allegedly taken in by the scheme
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Trading tantrums: Should DIY platforms stop treating investors like children?
In restricting access to certain funds and trusts, are platforms making an assumption that DIY investors are incapable of grown-up value assessments?
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Passives to be ‘significantly underrepresented’ in SDR labels
Morningstar analysis shows high number are not within the scope of FCA labelling regime
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One third of platforms and advisory groups ‘would fail’ SDR entity-level disclosure requirements
‘No time to waste in setting targets and collecting reliable emissions data’
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Sparrows Capital Q&A: ‘There is no one-size-fits-all decumulation strategy’
Following widespread concerns that many cannot afford retirement
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FSCS declares Birmingham-based firm in default over pension advice
The firm is in liquidation