FCA granted transitional powers for ‘no-deal’ Brexit
UK’s financial regulator urges firms to start preparing now to comply with obligations
FCA
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FCA proposes ‘adviser-less’ pension investment solutions
The move would help stop 100,000 clients a year putting retirement pots into unfit investments
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Australian regulators in gifts and hospitality scandal
Asic received presents from companies that, at the time, were subject to investigations
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British Steel workers let down by basic mistakes
Independent review found scarce communication and information left pension scheme members in a vacuum
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Wealth manager calls on FCA boss to quit over Mifid II
Financial Conduct Authority CEO admits no firm has faced enforcement action on fee transparency
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Eight-year jail term for investment fraudster
Carbon credit scheme scammed £2.4m from 130 victims
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Hundreds of millions lost to UK pension scams
Insolvency Service wound up 24 firms in four years, with victims losing £202m in pension contributions
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FCA warns consumers on misleading ads for over-50s life cover
It says adverts promoting product features should be presented in a ‘fair, clear, and non-misleading way’
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Disgraced UK investment firm execs to pay £80m fine
Ex-Keydata bosses given 16 days to pay or the regulator will take steps to recover the debt
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Is a regulatory reprieve on the cards for small advice firms?
UK’s Financial Conduct Authority to review its impact
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Product governance rules high on UK regulator’s agenda
The FCA’s focus around Mifid II in 2018 was on cost and charges
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UK regulator admits adequacy of advice still a concern
Number of people investing up but risk of ‘poor value’ services still high Click through the slides below to see the key concerns flagged up by the Financial Conduct Authority.