Industry welcomes FCA’s advice market review
Aegon pensions director wants the UK regulator to ‘refocus on closing the gap’
FCA
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UK regulator to rethink consumer protection rules
Levels of harm still high as the FCA vows stronger protection
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FCA complaints fall for first time since 2016 changes
Phoenix Group and The Share Centre take top spots for investments and pensions but show improvement
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UK financial watchdog sets out key focus for year ahead
DB pension transfers and retirement outcomes review on the agenda for 2019
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Adviser fees and levies drop but life companies to pay more
UK regulator carves out £5m to pay for EU withdrawal
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Will PI cover break advisory firms?
Recent regulatory changes have left UK financial advisers feeling the pressure
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UK regulator wins tribunal case against DFM firm
The company contested a fine imposed by the FCA for market abuse failings
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Introducers in the UK regulator’s crosshairs
Four firms and four individuals investigated over pension transfers
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FCA under scrutiny over handling of failed firm
Investigation will also focus on the regulation on purchase of mini-bonds by retail investors
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Advice firms get 5 days to tell FCA about inadequate PI cover
As ombudsman compensation limit more than doubles to £350,000 from 1 April 2019
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UK regulator logs 31% drop in misleading adverts
FCA said its powers are an ‘effective deterrent’ but it still has four requests a week, on average
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Claims management companies fall under UK watchdog
But won’t have to contribute to Financial Services Compensation Scheme (FSCS) levy