‘Appalling’ fraudster hit with confiscation order
Twelve months after he was handed a five-year jail term for scamming £3m from investors
FCA
-
-
The value of whistleblowers to the UK financial advice sector
Limited resources mean there is a need for advisers to speak out – but it can be seen as a ‘fruitless exercise’
-
UK regulator bans marketing of speculative mini-bonds
As London Capital & Finance victims see move as the FCA ‘admitting we were mis-sold’
-
Ex-Beaufort Securities investment manager pleads guilty
To conspiracy to commit securities fraud and violating Fatca
-
Investment firm fined £1.9m over ‘closet tracker’ funds
UK regulator said situation revealed ‘serious weaknesses’ in the company’s systems and controls
-
Gender diversity ‘remarkably unchanged’ since 2005
As UK watchdog finds women make up just around 17% of regulated professionals
-
UK watchdog proposes adviser charge for invoices
It is ‘unreasonable for other fee-payers’ to continue to bear rising costs
-
Decades of pension savings lost in a flash
As two-thirds of Brits would trust someone offering financial advice out of the blue
-
Investment victims to protest against UK regulator
And ask for FCA boss’ resignation over alleged failings
-
UK retail investment start-ups struggle to survive
With attracting clients and assets under management the biggest stumbling blocks
-
UK watchdog says keep retail and institutional investors apart
FCA boss Andrew Bailey also defends the regulator’s record over Woodford
-
Fraudsters using Quilter Cheviot and SJP clones to scam victims
Clients urged to speak to UK regulator or their adviser if they receive suspicious calls or emails