UK Labour Party calls for inquiry into FCA failures
Before top boss Andrew Bailey becomes governor of the Bank of England
FCA
-
-
SMCR burden to hit solo-regulated advice firms hardest
As freeze on FCA register updates means they will likely need to self-report their status
-
What advisers should look out for in 2020
Aegon’s Steven Cameron shares his views about what the sector can expect from the FCA in the next year To find out more click on the slides below
-
FCA retrieves £172,000 for investment scheme victims
It said ‘confiscation will go some way’ to compensating those who were misled and defrauded
-
PEOPLE MOVES: LV=, Financial Conduct Authority, Nutmeg
Insurer hires former Zurich Emea head of operations as CEO, while FCA chief to lead Bank of England
-
UK regulator to simplify platform switches for investors
And stop clients from disinvesting before changing provider
-
FCA in talks with Google over mini-bond online adverts ban
UK regulator aims to develop technology to check if firms are authorised
-
Is there a DB transfer mis-selling scandal looming?
Issue is ‘more widespread’ than people in the advice sector think
-
Look beyond AUM when segmenting clients, says UK regulator
As it tackles ’emotive subject’ of fees: ‘We don’t expect advisers to be charities’
-
M&G fund suspension prompts further scrutiny of FCA rules
Asset manager will waive 30% of the annual charge on the £2.5bn property fund
-
FCA bemoans firms putting DB transfers over client interests
Regulator ‘still not confident’ that the concerns it has raised are being addressed
-
UK regulator lays down the law over PI insurance cover
As PFS calls for changes to primary legislation to ensure advisers won’t leave DB transfer market