UK regulators eye SMCR coronavirus relief
To give more time to firms struggling with the pandemic
FCA
-
-
Another mini-bond firm collapses
Around 1,800 customers invested roughly £36m
-
UK regulators join forces to tackle coronavirus pension scams
Investors told to ‘reject all unexpected and unsolicited offers’
-
UK regulator red flagged five acquisitions in 2019
And stopped even more through informal discussions with firms
-
FCA halts 10% drop rule amid coronavirus pandemic
‘They can increase customer anxiety and are a blunt instrument’
-
Watchdog warns of ‘opportunistic’ covid-19 scammers
Consumers have already been contacted by fraudsters looking to steal their money
-
Calls for 4-month waiver for advice firms seeking PI insurance
As the sector continues to struggle to deal with issues arising from covid-19
-
UK regulator to support struggling advice businesses
As it postpones publication of policy paper because of covid-19
-
FCA fines adviser over unsuitable £112m pension transfers
He failed to fully understand the underlying products customers were investing in via their Sipp
-
Maximum ombudsman compensation limit to rise to £355,000
Changes to start on 1 April
-
Scammers target ex-clients of two firms over pension transfers
Offering them help for an upfront fee
-
UK regulator rejects 30 robo-advice applications
A quarter of those seeking to roll out digital tools to market