Credit card fraudster financial adviser banned
He is currently serving a three-and-a-half-year jail term
FCA
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FCA survey on advice firm financial resilience welcomed
As the UK watchdog looks to assess the impact of covid-19
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UK regulator accused of lacking bite
As it fails to hold anyone to account a year after the Woodford scandal
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Investigation delayed into FCA handling of mini-bond scandal
Campaign group accuses watchdog of using ‘dirty tricks’
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UK investors lose more than £100,000 to Cypriot schemes
It is the first time the FCA has used its power to remove passporting rights from a firm
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FCA stops Montfort Intl from carrying out new pension business
Including where applications have not yet been submitted to product providers
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Financial advisers can defer CPD to next year
While BMO Global Asset Management rolls out CPD tracking tool
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How will covid-19 affect SMCR compliance?
Many financial services organisations still stuck in the Dark Ages when it comes to people management
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Ease PI burden on advisers, PFS urges
It has also asked the UK taxman to consider ‘acting as reinsurer of last resort for cover’
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£100m hike in UK lifeboat scheme levy
Estimated £44m will be used just to compensate mini-bonds victims
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Greyfriars AM and Berkeley Burke declared in default
Glasgow-based IFA business and West Midlands wealth manager also named by the UK lifeboat service
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Insurers asked to waive fees and delay payments amid covid-19
To help clients who are struggling financially during the outbreak