UK regulator extends SMCR deadline
But watchdog warns firms not to wait until the last minute
FCA
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Investors lose £1.5m to scam cryptocurrency firm
As UK regulator reveals 1.1 million spike in digital asset purchases in a year
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UK regulator to quiz advice firms on DB transfers again
Questionnaire will be sent out to around 2,000 businesses
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Illegal pension introducers lose in court
At least 2,000 people parted with £91.8m of their retirement savings
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UK regulator under scrutiny over handling of complaints
FCA should set a ‘good example’ as it expects firms to act fairly
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FCA urges British Steel DB victims to ‘seek compensation’
People who received unsuitable advice and don’t act may end up with ‘no money during retirement’
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UK financial watchdog names CEO
He will leave his post as chief executive of the London Stock Exchange
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Equity release advice ‘too transactional’, says Sandringham CEO
As UK regulator finds firms don’t always have evidence offering is ‘suitable’ for clients
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Temporary mini-bond marketing ban to be made permanent
FCA demanded firms stop advertising to retail clients following growing concerns and failures
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German bank fined £37.8m for anti-money laundering failings
UK watchdog said it did not conduct ‘timely periodic due diligence’ on clients of its London branch
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FSCS levy costs ‘unacceptable’ but bound to rise
As FCA chairman takes aim at internet giants for ‘absurd’ practices that are driving costs up
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What questions should advisers ask their network?
Impact of recent regulations and Brexit are going to change the rules of the game