CORRECTION: DB pension transfer provider loses licence
Pipeline business is affected by the measure
FCA
-
-
FCA to get final approval on financial product promotion?
As mini-bond scandal looms over the industry and the watchdog
-
Extra powers handed to UK watchdog
It will be able to remove firms’ permissions more quickly
-
Not even covid can curb M&A-hungry advice firms
But DB transfers still causing headaches as due diligence is more thorough than ever
-
Maltese regulator fires warning over global advice firm
UK and Swiss watchdogs have already cautioned investors about the company
-
UK financial services register set for 27 July overhaul
Existing list will cease to be available from 6pm on Friday 24 July 2020
-
Conflict of interest sees judge in introducer case step down
Defendants had already petitioned for him to be replaced due to fairness and impartiality concerns
-
UK advice firm loses permissions
After failing to pay overdue annual fees and levies
-
FCA open-ended property funds consultation smacks of ‘deja vu’
‘Surely, they should just do something rather than just talk and consult’
-
Holborn focused on becoming top UK DB pension transfer firm
As it achieves pension transfer gold standard
-
UK regulator extends SMCR deadline
But watchdog warns firms not to wait until the last minute
-
Investors lose £1.5m to scam cryptocurrency firm
As UK regulator reveals 1.1 million spike in digital asset purchases in a year