FCA seeks to resolve property fund ‘liquidity mismatch’
‘Reducing the number of suspensions and preventing unsuitable purchases’
FCA
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Investors seek government intervention on mini-bonds
They have started a petition to get the products regulated and victims compensated
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SJP questioned over how it addressed FCA requirements
Firm creates confusion by using bundled fees to compare its funds to rivals without advice offerings
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More than 24 million vulnerable clients in UK, says watchdog
‘Pressure is on for companies, government and charities to tackle’ this growing problem
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Advice firm sees 140% increase in regulatory fees
Industry needs to brace itself because ‘the prospect of any change soon is extremely unlikely’
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Advisers forked out £110m on PI insurance in 2019
Average premium across the industry was £24,079
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Quilter stops network IFAs from offering DB transfers
But it is ‘committed’ to providing the service through its restricted financial planners
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CORRECTION: DB pension transfer provider loses licence
Pipeline business is affected by the measure
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FCA to get final approval on financial product promotion?
As mini-bond scandal looms over the industry and the watchdog
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Extra powers handed to UK watchdog
It will be able to remove firms’ permissions more quickly
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Not even covid can curb M&A-hungry advice firms
But DB transfers still causing headaches as due diligence is more thorough than ever
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Maltese regulator fires warning over global advice firm
UK and Swiss watchdogs have already cautioned investors about the company