IFA company goes into liquidation
It also served as an Isa manager
FCA
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Advisers have no ‘risk appetite’ to carry out DB transfers
With nearly half considering leaving the space within a year
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Financial advice firm CEO takes leave of absence
He is undergoing treatment and needs to take time off to recover
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Merged Tilney Smith & Williamson has 265 financial planners
And assets under management of £47bn
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Is AuM the best way for advice firms to segment clients?
Increasing regulatory requirements have made the process seem like a ‘daunting task’
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Over £30m lost to scams in four years
Victims put off sorting out their finances for fear of being scammed again
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Advisers unite against ‘crucifying’ regulatory costs
‘We should not be paying for the sins of everyone else’ says IFA and Linkedin page co-founder
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Pensions dashboard to cost providers ‘millions’
Inconsistency of data and information compliance could be the next big headache for the sector
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Wealth firm buys client book of insolvent business
Company went into administration on 7 August
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Liquidity issues to hit over 800 firms in coming months
755 advisory and intermediary companies received government-backed loans during pandemic
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Investment firms warned about holding onto client funds
UK regulator expects monies to be returned if they are ‘unlikely to be reinvested in the short term’
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Will the FCA defined benefit pension transfer plan work?
Less suitable British Steel client outcomes ‘could have been avoided’ if rule was in force at the time