FCA warns Brits over ads for ‘high return’ crypto investments
Investors ‘should be prepared to lose all their money’
FCA
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4,000 UK firms at risk of failure due to covid
As FCA warns around 30% have ‘potential to cause harm’ if they closed down
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PEOPLE MOVES: Zurich, Just Wealth, FCA
Life insurer names CEO of Malaysia arm, as UK mortgage firm hires head of wealth management division
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FCA urges online platforms to step up check on financial ads
They should cross reference data with international regulators, watchdog CEO says
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Charles Schwab UK fined £9m for failing to protect client assets
It ‘carried out a regulated activity without permission’ and gave a ‘false statement’, says regulator
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FCA admits ‘mistakes’ in mini-bond and collapsed fund scandals
Bondholders will be able to claim compensation from regulator, economic secretary says
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Pension introducer granted appeal over refund court ruling
Firm’s lawyer ‘surprised that the FCA chose not to include regulated Sipp providers and IFAs’ in the claim
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PEOPLE MOVES: Aviva, Tilney Smith & Williamson, Mirabaud AM
Insurance giant names chief executive of UK & Ireland, as wealth firm makes c-suite hire
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Advice trade body calls for FCA fines to contribute to FSCS
Watchdog can ‘make better use’ of powers ‘to prosecute firms for criminal offences than it currently does’
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International Sipps latest FCA crackdown target
Regulator sent letter to firms asking for detailed information – especially about offshore bonds
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FCA fines IFA firm over ‘unsuitable’ pension transfer advice
It has paid redress of around £2.7m to 41 customers impacted by the switch to Sipps
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Unregulated financial adviser with six aliases banned
She was already convicted and disqualified in 2009