Connaught fund operator enters liquidation
Several months after the FCA ordered the firm to pay £203,007 in restitution to investors
FCA
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PEOPLE MOVES: FCA, Ascentric, HSBC
UK financial regulator makes c-suite changes, while wealth platform names CEO
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UK watchdog refunds £3.42m to investment scheme victims
They were promised unrealistic high returns such as ‘up to 100% of the amount invested’
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NatWest sets aside funds for FCA investment advice review
Regulator ‘expects to conduct’ additional assessments during 2021
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Jersey regulator dismayed with manner of Woodford return
Announcement was made ‘in advance of receiving or processing any application’ from the company
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FCA in talks with Jersey watchdog over Woodford comeback
Following industry uproar that the disgraced fund manager will re-join the sector
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Quarter of UK adults have low financial resilience due to covid
FCA survey shows number of at risk Brits has shot up 15% since the start of the pandemic
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What does the future hold for the DB transfer market?
Equilibrium FP partner believes an inconsistent ‘flow of work’ can leave industry in ‘danger zone’
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DB transfer duo faces court action over unsuitable advice
UK regulator secures asset freezing order for up to £7m
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Advisers pick apart FCA pension transfer tool
Industry finds fault with regulator’s DB assessment guide after two weeks of trials
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Attack of the clone firms cost investors £78m in 2020
‘No surprise mendacious fraudsters have ramped up attempts to swindle hard-working people’
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Brooks Macdonald International issues scam warning
It is targeting investment management clients