Industry blasts long overdue FCA whistleblower campaign
‘If they had spent the last five years actually listening then we would not now have the problems we have’
FCA
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Instagram the latest hotspot for unregulated investment ads
Facebook said it welcomes ‘the expertise the FCA shares to help identify and remove this type of content’
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Pimfa welcomes FCA consultation on permanent change to 10% rule
Brexit allows UK to ‘discard’ some guidelines ‘which firms may consider cumbersome or unnecessary’
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FCA orders Dolfin to stop carrying out regulated activities
Ongoing concern about how wealth manager operates its Tier 1 investor visa business
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Industry ‘inherently contradictory’ on how to tackle FSCS levy
UK watchdog says it would be ‘utterly absurd’ to claim there is nothing it could do
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Jersey regulator refuses to be ‘back door’ for Woodford relaunch
Declaring his comeback before seeking approval painted Channel Islands as ‘a haven for tax-dodging’
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Google steps up fight against fraudulent investment ads
It will ‘ban the use of terms that make unrealistic claims’ on its platform
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Connaught fund operator enters liquidation
Several months after the FCA ordered the firm to pay £203,007 in restitution to investors
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PEOPLE MOVES: FCA, Ascentric, HSBC
UK financial regulator makes c-suite changes, while wealth platform names CEO
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UK watchdog refunds £3.42m to investment scheme victims
They were promised unrealistic high returns such as ‘up to 100% of the amount invested’
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NatWest sets aside funds for FCA investment advice review
Regulator ‘expects to conduct’ additional assessments during 2021
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Jersey regulator dismayed with manner of Woodford return
Announcement was made ‘in advance of receiving or processing any application’ from the company