High court shuts down 7 mini bond companies
For mis-selling more than £20m in loan notes and taking £2m after they were insolvent
FCA
-
-
184 firms and individuals under FCA investigation
UK regulator received more than 2,700 allegations of misconduct from whistleblowers
-
Quilter DB legacy issue compensation pot hits £35m
H1 2021 results bolstered by international arm which is expected to be sold on 31 December
-
British Steel adviser appeals proposed FCA £1.3m fine and ban
The decision notice will only take effect if Upper Tribunal supports the watchdog’s findings
-
FCA stops Cyprus firm from flogging CFDs to UK investors
Many Brits ‘were attracted’ to the company via social media accounts
-
UPDATED: Pension introducer eyes Supreme Court bid
After Court of Appeal finds in favour of the FCA
-
UK regulator warns firm ‘may pose significant risks’
There is a ‘potential lack of regulatory protection’ for consumers
-
Will UK qualification scheme open up the US wealth market?
‘People across financial services will keep a close eye’ on trade negotiations between the countries
-
PI costs take heaviest toll on small firms
Advisers regularly report that premiums ‘have become prohibitive’
-
FCA must offer more guidance on future Priips performance
‘Investment companies are still at a disadvantage in having to produce these toxic disclosures’
-
FCA expects platforms to strengthen IT systems
After ‘severe’ disruptions caused ‘harm to consumers and negatively affected market confidence’
-
Unauthorised adviser sent to prison for four years
He pleaded guilty to fraud and carrying out regulated activities