Quilter DB legacy issue compensation pot hits £35m
H1 2021 results bolstered by international arm which is expected to be sold on 31 December
FCA
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British Steel adviser appeals proposed FCA £1.3m fine and ban
The decision notice will only take effect if Upper Tribunal supports the watchdog’s findings
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FCA stops Cyprus firm from flogging CFDs to UK investors
Many Brits ‘were attracted’ to the company via social media accounts
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UPDATED: Pension introducer eyes Supreme Court bid
After Court of Appeal finds in favour of the FCA
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UK regulator warns firm ‘may pose significant risks’
There is a ‘potential lack of regulatory protection’ for consumers
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Will UK qualification scheme open up the US wealth market?
‘People across financial services will keep a close eye’ on trade negotiations between the countries
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PI costs take heaviest toll on small firms
Advisers regularly report that premiums ‘have become prohibitive’
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FCA must offer more guidance on future Priips performance
‘Investment companies are still at a disadvantage in having to produce these toxic disclosures’
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FCA expects platforms to strengthen IT systems
After ‘severe’ disruptions caused ‘harm to consumers and negatively affected market confidence’
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Unauthorised adviser sent to prison for four years
He pleaded guilty to fraud and carrying out regulated activities
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UK regulator bans jailed financial adviser
He stole more than £600,000 from family members
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Extra £25m for unauthorised car park scheme investors
On top of the £33m from the sale of a site near Luton airport