Investment adviser sentenced to nearly 6 years in prison
FCA will ‘pursue confiscation proceedings against him in order to try and seize his illegal gains’
FCA
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FCA review of DB redress guidance is a ‘sensible measure’
Firms should ‘assess complaints about unsuitable advice fairly, consistently and promptly’
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Child-grooming financial adviser fails to overturn FCA ban
But upper tribunal judge critical of how the regulator handled the case
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British Steel IFA firm goes into liquidation
Deal to sell business and assets fell through
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High court shuts down 7 mini bond companies
For mis-selling more than £20m in loan notes and taking £2m after they were insolvent
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184 firms and individuals under FCA investigation
UK regulator received more than 2,700 allegations of misconduct from whistleblowers
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Quilter DB legacy issue compensation pot hits £35m
H1 2021 results bolstered by international arm which is expected to be sold on 31 December
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British Steel adviser appeals proposed FCA £1.3m fine and ban
The decision notice will only take effect if Upper Tribunal supports the watchdog’s findings
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FCA stops Cyprus firm from flogging CFDs to UK investors
Many Brits ‘were attracted’ to the company via social media accounts
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UPDATED: Pension introducer eyes Supreme Court bid
After Court of Appeal finds in favour of the FCA
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UK regulator warns firm ‘may pose significant risks’
There is a ‘potential lack of regulatory protection’ for consumers
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Will UK qualification scheme open up the US wealth market?
‘People across financial services will keep a close eye’ on trade negotiations between the countries