PEOPLE MOVES: Marlborough, UBS, FCA
Fund manager founder retires, as Swiss giant makes board reshuffle
FCA
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FCA eyes ‘fundamental shift’ in customer protection standards
But watchdog criticised for lack of ‘clarity’ and ‘credible regulatory threat’ against ‘bad actors’
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FCA sheds light on LV= takeover
Members will need to vote on two resolutions for the deal to go ahead
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FCA wants to make UK lifeboat scheme ‘fit for the future’
It is seeking views on the purpose, scope and funding of the FSCS compensation framework
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Over 20 mini-bond companies shut up shop in four years
Regulator does not ‘routinely collect data from firms on their issuing/distribution of these products’
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FCA eyes revamp of appointed representative model
In a bid to ‘address the harm arising in this market’
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Meyado Private Wealth Management UK in liquidation
Financial Services Compensation Scheme says people may be eligible to claim redress
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FCA eyes increase to financial services regulatory fees
Watchdog expects to implement changes for 2022/23
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FCA to become a ‘more innovative and assertive’ regulator
Senior managers can now make more decisions to better protect consumers
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FCA eyes ‘default’ investments for non-workplace pensions
To make picking strategies easier for those without an adviser
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Retirees go back to work to cover pension shortfalls
After they were forced to shield during pandemic rather than top up their retirement income
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Post-Brexit shake up of EU financial services regulation
Advice firm boss welcomes the move but says it should not increase ‘costs for firms and consumers’