PEOPLE MOVES: One Four Nine Group, ANZ, Titan Wealth
Advice consolidator names CFO, as bank makes c-suite change
FCA
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FCA urges caution for firms using influencers for financial ads
It recommended investment companies take legal advice before using them in their promotions
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Over 1,000 firms exit DB advice space in two years
Companies risk ‘dramatic’ financial impact for clients if transfer goes wrong
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UK Sipp operator enters administration
Regulator warns clients to ‘remain alert to the possibility of fraud’
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FCA removes permissions from two UK firms
Regulator warns investments ‘may not be protected’ and clients could ‘lose all’ of their money
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UK regulators join forces to improve outcomes for consumers
It is a ‘significant step forward’ for the industry
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Regulatory reprimand for firms seeking to skirt liabilities
FCA particularly concerned about schemes involving consumer redress
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FCA to tighten rules around promotion of high-risk investments
‘People need clear, fair information and proper risk warnings if they are to invest with confidence’
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FCA tells European companies to meet its regulatory standards
Watchdog has already cancelled the temporary permissions of four firms
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UK to strengthen rules on ‘misleading’ cryptocurrency ads
But changes ‘won’t stop the outright scams that have exploded off the back of Bitcoin’
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FCA splashed out £41,000 for Christmas anti-fraud jingle
Regulator sought ‘innovative approach, using music to helping people avoid being scammed’
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FCA successor to Andrew Bailey awarded CBE in New Year honours
Christopher Woolard receives accolade for services to financial regulation and technology innovation