Advice firm shut down plans need ‘significant’ work
As FCA warns businesses to assess their financial resources
FCA
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British Steel advice firm fails
UK lifeboat scheme has received two claims against the business
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PEOPLE MOVES: Canada Life, Standard Chartered, FCA
Insurer names distribution director for WM division, as bank bolsters wealth management arm in Hong Kong
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FCA increases adviser fees to £86.5m
Watchdog will create 80 roles to help shut down firms that do not meet minimum regulatory standards
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Efforts to recruit next gen advisers failing
Just 6% in the UK are under 30
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UK advice firm loses permissions
Founder was banned following child grooming conviction
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FCA: British Steel IFAs must not deplete financial resources
‘Dear CEO’ letter follows plans to set up compensation scheme for victims
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£71.2m plan to compensate British Steel Pension Scheme victims
343 advice firms will need to fork out a combined £9m to assess transfer suitability
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Gam fined £9m for conflicts of interest involving Greensill
Sacked bond manager received £22,000 worth of gifts and entertainment
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Advice firm loses high court challenge against FOS decisions
It ‘failed in its primary duty to properly advise on the suitability’ of pension transfers, Ombudsman says
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65% of SMCR investigations still open
Just two cases have resulted in penalties since the regime was introduced in 2016
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Ex-director wins appeal in unauthorised share scheme case
She will not need to pay restitution to clients who lost money