UK regulator places restrictions on IFA firm
Watchdog says the company had taken unauthorised fees from some of its clients
FCA
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Advice firm under investigation over pension transfers
It failed to pay compensation as ordered by the Financial Ombudsman Service
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FCA turns to tech in fight against scams
It allows the regulator to scan 100,000 websites every day
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25% of UK advisers unaware of incoming Consumer Duty rules
Platform providers in demand to help deal with the changes
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Advice network unveils Consumer Duty hub
It has been designed to ‘deliver support in every area of meeting these requirements’
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How will the FCA Consumer Duty impact the protection market?
Regulator wants to make a ‘big change in financial culture and behaviour’
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FCA silence adds insult to injury as Woodford scandal hits three-year mark
Watchdog ‘can’t keep delaying this report indefinitely’
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Protestors slam FCA’s ‘chronic and catastrophic’ failings
They also accused the regulator of being ‘morally bankrupt’ as they marched to Parliament
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FCA set to yank unused permissions from advice firms
It no longer has to wait 12 months to take action
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Complaint deadline looms for British Steel victims
Regulator says come forward or miss out on compensation
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UK advisers worried about Consumer Duty rules and guidance
Industry told to ‘seriously start looking’ at processes and ‘consider’ impact of the incoming regulation
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Investment research ‘time consuming’ and ‘too complicated, say Brits
But FCA tells consumers to make sure they ‘do their homework’