FCA tightens grip on promotion of high-risk investments
Watchdog will act if product marketing is ‘unclear, unfair or misleading’
FCA
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Pension group enters administration at request of UK regulator
FCA seeks deal to transfer client book to another Sipp operator
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FCA Consumer Duty ‘will sort the wheat from the chaff’
Regulator gives firms 12 months to implement rules aimed at improving client outcomes
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FCA and Meta to roll out stricter advertisement rules
‘We continue to see a considerable number of cases involving unauthorised firms and individuals’
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Two IFA firms fail
They also provided pension transfer advice to British Steel members
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FCA slammed over plethora of failures in British Steel scandal
It has ‘consistently been behind the curve in responding to unsuitable pension transfer advice’
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Take-up of pension advice and guidance ‘going backwards’
FCA data shows 40% of decumulation products were bought by DIY savers
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FCA stops pension firm from accepting Sipp contributions
Company is looking for an acquirer
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UK life insurance broker enters liquidation
After directors concluded it was insolvent
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UK financial advice firm fails
Lifeboat scheme has already received 34 claims related to pension transfers
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PEOPLE MOVES: FCA, AllianceBernstein, HSBC AM
UK regulator names chair, as investment manager makes c-suite changes
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FCA mulls Consumer Duty grace period
Legislation still set to come into force from April 2023