101 British Steel advice firms hit by emergency asset retention rules
UK regulator believes companies should be planning for a potential redress scheme
FCA
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FCA urges victims of jailed adviser to come forward
Ahead of confiscation hearing as they may be awarded compensation
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PEOPLE MOVES: FCA, Gam, Nucleus
Regulator hires director of international, as asset manager names CFO
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FCA bolsters supervision of appointed representatives
Many principal firms ‘do not adequately oversee’ their activities
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Victims of bad pension transfer advice to receive more compensation
Proposed changes in calculation will apply to British Steel members as well
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FCA mulls broadening retail access to long-term asset funds
Certain investors would need to show they understand the risks and redemption periods before investing
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FCA tightens grip on promotion of high-risk investments
Watchdog will act if product marketing is ‘unclear, unfair or misleading’
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Pension group enters administration at request of UK regulator
FCA seeks deal to transfer client book to another Sipp operator
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FCA Consumer Duty ‘will sort the wheat from the chaff’
Regulator gives firms 12 months to implement rules aimed at improving client outcomes
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FCA and Meta to roll out stricter advertisement rules
‘We continue to see a considerable number of cases involving unauthorised firms and individuals’
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Two IFA firms fail
They also provided pension transfer advice to British Steel members
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FCA slammed over plethora of failures in British Steel scandal
It has ‘consistently been behind the curve in responding to unsuitable pension transfer advice’