FCA worried about ‘superficial and over-confident’ Consumer Duty plans
Industry cannot ‘take foot off the gas’ with only six months to prepare for the regulation
FCA
-
-
FCA threatened with referral to financial regulator watchdog
IFA blasts ‘repeated mistakes, delays and bad leadership’ that harmed thousands of British Steel workers
-
FCA faces legal challenge over British Steel redress scheme
Regulator believes move is an ‘attempt to delay payment’
-
Ninth UK advice firm fails in 2023
FSCS has already received eight claims against the company – but five have been rejected
-
FCA to carry out retirement income advice review
Regulator said findings will be an important indicator to how firms are implementing the Consumer Duty
-
Convicted investment fraudster gets four more years in prison
After failing to pay a confiscation order made against him
-
Pension advice firm fails
FSCS has already received two claims against the company
-
Number of fines issued by the FCA doubled in 2022
As the UK regulator looks to take a more ‘proactive and assertive approach’
-
FCA to review compensation limits for pension claims
As the regulator continues to move towards a ‘polluter pays’ FSCS model
-
FCA eyes replacement to Priips regime
‘The current rules make it very difficult for consumers to get the information they need’
-
FCA begins targeted review of appointed representatives
It is writing to principal firms requesting mandatory information about their ARs
-
FCA takes hard line on rogue financial promotions
Additional measures aim to clamp down on illegal, unfair or misleading marketing