Why client outcomes and independence should be focus of FCA advice consolidation review
Both areas need appropriate attention from the regulator, writes Sparrows Capital’s David Ogden
Both areas need appropriate attention from the regulator, writes Sparrows Capital’s David Ogden
Six months on from the FCA’s thematic review, Richard Parkin is concerned some adviser firms have not taken the regulator’s concerns on board
Fund group representatives share their frustrations at Good Money Week
Some 30% of shareholders have already voted in favour of the sale to Saltus
Simplify Consulting’s Nina Cherry looks at how behavioural analysis can support firms in evidencing and complying with the regulation
Oxford Risk’s Greg B Davies attempts to clear up one of the most common and consequential confusions in financial advice
The firm is awaiting the FCA’s decision on proposals regarding extending SDR to apply to portfolio managers
Understanding the new requirements and help deliver sustainable outcomes
In the first of a new series, Aviva Investors’ Smera Ashraf explores whether both these strategies have a role to play in the prevailing financial climate
Complying with the requirement ‘virtually impossible’ without support
Mark Peter Houlbrook in default over one claim
Kalaris loses appeal to perform senior management duties at firm Saranac