FCA says most advisers delivering but some still need to ‘put things right’
The regulator has looked at data from 22 of the largest firms
FCA
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Treating vulnerable customers fairly: What does this mean in practice?
Oxford Risk’s Greg B Davies looks at the importance of having a robust process for monitoring vulnerable clients
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FCA to widen wealth manager and retail access to bonds
Proposals aim to reduce costs and barriers for companies raising capital, while improving opportunities for retail investors
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Simplify: Should financial advisers embrace AI?
Just 6% of IFAs currently use AI tools in their services to clients, according to data from Opinium
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SJP equity fund aligns with SDR Sustainability Focus label
The external fund manager will also change, with Schroders taking over as the fund’s sole manager
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‘Value for money’ delivery by advisers on the rise
Advisers and clients agree that ‘accessibility is paramount’
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Three New Year’s resolutions the FCA may like to crack in 2025
Regulator likely to focus on three key areas, writes Sparrows Capital’s David Ogden
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FCA launches CCI retail disclosure consultation
New product framework for CCIs, including investment trusts, aims to simplify information for retail investors
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FCA charges former WealthTek boss with nine criminal offences
Allegations of fraud and money laundering
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FCA consults on ‘PISCES’ private stockmarket
Chancellor proposed the idea at her Mansion House speech last month
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FCA bans pair for using ‘flawed advice model’
FCA said customers’ guaranteed pension benefits put at ‘significant risk’
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FCA lays out plan to tackle the pension advice gap
Firms would be able to provide a bespoke suggestion to specific groups of consumers