Most advice firms ‘don’t want to be a platform’
Morningstar Wealth’s Mark Sanderson says it is hard enough just being an adviser
FCA
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PEOPLE MOVES: InvestCloud, Eastspring, Kingswood
CEO leaves global wealthtech firm, as asset manager names interim chief executive
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FSCS investigating two British Steel advice firms
One of the companies was requested by the FCA to stop making ‘misleading’ redress offers to ex-BSPS members
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Legal challenge against British Steel redress scheme dropped
FCA said it was ‘pursued unreasonably with little intention to go to trial’
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UK advice company declared in default
As lifeboat scheme announces it is investigating a wealth management firm
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Trio jailed for a total of 24.5 years for £1.2m investment fraud
FCA says it will continue to ‘identify and disrupt rogue traders operating in the UK’
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UK financial watchdog orders wealth manager to cease operations
Police arrest 48-year-old man in connection with regulator’s concerns
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Four charged with fraud over alleged £1.4m investment scheme
Defendants will appear at Southwark Crown Court on 2 May 2023
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FCA to increase adviser fees to £94.6m
UK regulator sets out its business plan for 2023-24 financial year
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FCA places regulatory restrictions on IFA firm director
Just weeks after the watchdog admitted its concerns that the company had misappropriated client funds
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Three more financial advice firms fail
26 companies have been declared in default by the UK lifeboat scheme since the start of 2023
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UK watchdogs launch Senior Managers and Certification Regime review
As Treasury also unveils a call for evidence on the regulation