Legal challenge against British Steel redress scheme dropped
FCA said it was ‘pursued unreasonably with little intention to go to trial’
FCA
-
-
UK advice company declared in default
As lifeboat scheme announces it is investigating a wealth management firm
-
Trio jailed for a total of 24.5 years for £1.2m investment fraud
FCA says it will continue to ‘identify and disrupt rogue traders operating in the UK’
-
UK financial watchdog orders wealth manager to cease operations
Police arrest 48-year-old man in connection with regulator’s concerns
-
Four charged with fraud over alleged £1.4m investment scheme
Defendants will appear at Southwark Crown Court on 2 May 2023
-
FCA to increase adviser fees to £94.6m
UK regulator sets out its business plan for 2023-24 financial year
-
FCA places regulatory restrictions on IFA firm director
Just weeks after the watchdog admitted its concerns that the company had misappropriated client funds
-
Three more financial advice firms fail
26 companies have been declared in default by the UK lifeboat scheme since the start of 2023
-
UK watchdogs launch Senior Managers and Certification Regime review
As Treasury also unveils a call for evidence on the regulation
-
Financial planning company fails
This is the second Ascot Lloyd-linked firm to be declared in default in as many months
-
PEOPLE MOVES: FCA, HSBC Global Private Banking, Fairway Group
UK regulator names joint executive directors of enforcement and market oversight
-
Advice business declared in default
UK lifeboat scheme has received one claim against the company related to pension transfers