FCA concerned about pension transfer referrals from overseas advisers
Watchdog will consider an enforcement investigation where it suspects ‘serious misconduct’
FCA
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Consumer Duty will not change the advice world overnight
Schroders’ Gillian Hepburn says it will take time for the incoming regulation to have same impact as RDR
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Sipp operator enters administration
After it sold off trustee arm and self-invested personal pension assets to Platform One
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FCA warns investors about mismanagement of trust schemes
UK watchdog says it has seen cases of trustees making ‘unsuitable investments’
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Will the Consumer Duty lead to an increase in advice fees?
Regulation is giving firms an opportunity to re-evaluate their charges
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UK regulator places restrictions on wealth manager
As the FCA says the firm is ‘putting consumers at risk’
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Most advice firms ‘don’t want to be a platform’
Morningstar Wealth’s Mark Sanderson says it is hard enough just being an adviser
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PEOPLE MOVES: InvestCloud, Eastspring, Kingswood
CEO leaves global wealthtech firm, as asset manager names interim chief executive
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FSCS investigating two British Steel advice firms
One of the companies was requested by the FCA to stop making ‘misleading’ redress offers to ex-BSPS members
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Legal challenge against British Steel redress scheme dropped
FCA said it was ‘pursued unreasonably with little intention to go to trial’
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UK advice company declared in default
As lifeboat scheme announces it is investigating a wealth management firm
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Trio jailed for a total of 24.5 years for £1.2m investment fraud
FCA says it will continue to ‘identify and disrupt rogue traders operating in the UK’