UK treasury issues consultation on measuring FCA success
It is looking for feedback by 4 July
FCA
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FCA issues fresh warning over impending Consumer Duty deadline
Requirements will come into effect on 31 July
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Liquidation-hit wealth manager under investigation
UK lifeboat scheme is now accepting claims against the company
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Over 2,200 ads blocked by FCA in financial promotions crackdown
UK watchdog intervention involved 47 authorised firms
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UK financial watchdog to overhaul whistleblowing process
FCA says it ‘needs the intelligence’ they provide
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FCA warns IFA over DB transfer advice
Advice given to customers, including members of the British Steel Pension Scheme, was ‘not compliant’
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FCA concerned about pension transfer referrals from overseas advisers
Watchdog will consider an enforcement investigation where it suspects ‘serious misconduct’
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Consumer Duty will not change the advice world overnight
Schroders’ Gillian Hepburn says it will take time for the incoming regulation to have same impact as RDR
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Sipp operator enters administration
After it sold off trustee arm and self-invested personal pension assets to Platform One
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FCA warns investors about mismanagement of trust schemes
UK watchdog says it has seen cases of trustees making ‘unsuitable investments’
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Will the Consumer Duty lead to an increase in advice fees?
Regulation is giving firms an opportunity to re-evaluate their charges
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UK regulator places restrictions on wealth manager
As the FCA says the firm is ‘putting consumers at risk’